Resume guide · Job Zone 4

Financial Examinersresume guide.

Enforce or ensure compliance with laws and regulations governing financial and securities institutions and financial and real estate transactions. A strong Financial Examiners resume shows critical thinking, reading comprehension and active listening, and names the tools you have worked with, such as Microsoft Access, Structured query language SQL and Microsoft Project.

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01Also called

O*NET
Bank ExaminerBank Secrecy Act Anti-Money Laundering Officer (BSA/AML Officer)Community Reinvestment Act Officer (CRA Officer)Compliance AnalystCompliance SpecialistCredit Union ExaminerCredit Union Field ExaminerExamining OfficerInternal AuditorAML Director (Anti-Money Laundering Director)

02Skills employers expect

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Importance is how much the skill matters to the job; level is how much of it the job demands. Both are worth naming on the resume, in this order.

SkillImportanceLevel
Critical ThinkingVery highAdvanced
Reading ComprehensionVery highAdvanced
Active ListeningVery highAdvanced
SpeakingVery highAdvanced
WritingVery highAdvanced
Complex Problem SolvingHighAdvanced
Judgment and Decision MakingHighAdvanced
MonitoringHighAdvanced
Active LearningHighAdvanced
CoordinationHighIntermediate

03Knowledge areas

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  • English Language
  • Economics and Accounting
  • Law and Government
  • Mathematics
  • Administration and Management
  • Computers and Electronics
  • Administrative
  • Customer and Personal Service
  • Education and Training
  • Personnel and Human Resources

04Common responsibilities

O*NET

Ordered by importance. Each one is a bullet waiting for a result and a number.

  1. Direct and participate in formal and informal meetings with bank directors, trustees, senior management, counsels, outside accountants, and consultants to gather information and discuss findings.
  2. Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.
  3. Prepare reports, exhibits, and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions.
  4. Resolve problems concerning the overall financial integrity of banking institutions including loan investment portfolios, capital, earnings, and specific or large troubled accounts.
  5. Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.
  6. Plan, supervise, and review work of assigned subordinates.
  7. Review balance sheets, operating income and expense accounts, and loan documentation to confirm institution assets and liabilities.
  8. Review audit reports of internal and external auditors to monitor adequacy of scope of reports or to discover specific weaknesses in internal routines.
  9. Examine the minutes of meetings of directors, stockholders, and committees to investigate the specific authority extended at various levels of management.
  10. Train other examiners in the financial examination process.

05Software and tools

O*NET

27 tools across 16 categories. The six largest categories are below; Hot marks a hot technology, In demand a tool employers ask for most often.

Compliance software5
  • Financial compliance software
  • NILS INSource
  • ODEN Insurance Services State Rules & Regulations
  • Oversight Insights On Demand
  • System for Electronic Rate and Form Filing SERFF
Financial analysis software5
  • Auditing software
  • PricewaterhouseCoopers TeamMate
  • ACL Analytics
  • Financial transaction analysis software
  • General Examination System GENESYS
Data base user interface and query software2
Information retrieval or search software2
  • LexisNexis
  • Thomson Reuters Westlaw Edge
Project management software2
Document management software1
Electronic mail software1
Enterprise resource planning ERP software1
Internet browser software1
Object or component oriented development software1
  • RHotIn demand
Office suite software1
Operating system software1
Presentation software1
Process mapping and design software1
Spreadsheet software1
Word processing software1

06Education and preparation

O*NET
Typical education
Bachelor's Degree
87% of surveyed workers. Others report Post-Baccalaureate Certificate (9%) and Master's Degree (4%).
Preparation level
Job Zone 4 · Considerable preparation
Usually a four-year degree and several years of related experience.

07Putting it on your resume

ResumeXRays guidance
BEE · How to show it

Lead with what you built. For a Job Zone 4 role, hiring managers and parsers both look for outcomes before credentials. Put two or three results at the top of each job entry, with the scale or effect stated plainly.

Name the tools exactly. This occupation is heavy on named software. A skills section that says "Microsoft Access, Structured query language SQL, Microsoft Project, Microsoft SharePoint" matches more job descriptions than a general phrase. Use the spelling employers use.

Show reading comprehension and active listening, not just critical thinking. Reading comprehension and active listening rank close to critical thinking for this occupation. One bullet per role that shows a decision, a tradeoff or a result covers them.

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